Client Privacy Policy Notice 

Barak Asset Management, LLC (“Barak Asset Management,” “we,” “our,” or “us”) is committed to protecting the privacy and confidentiality of our clients' personal information. This notice describes how we collect, share, and safeguard your personal information in accordance with federal and New York State regulations including Regulation S-P and the Gramm-Leach-Bliley Act. 

Information We Collect 

The types of personal information we collect and maintain may include: 

• Name, address, phone number, email address 
• Date of birth and Social Security number 
• Financial information such as assets, income, net worth, and liabilities 
• Investment objectives, financial goals, and risk tolerance 
• Account balances, holdings, and transaction history 
  

How We Use Your Information 

We use your personal information to: 

• Provide investment advisory services 
• Maintain and service your investment accounts 
• Execute transactions and manage portfolios 
• Communicate with you regarding your financial plan and accounts 
• Comply with regulatory, legal, and anti-fraud obligations
  

Information Sharing 

Protecting Your Information 

Former Clients 

Questions